Investor Protection Explicit in Statutory Design (continued) Further, assuming that a potential investor even decides of their own volition to visit a
{"Image DocumentName": "Investor Protection Explicit in Statutory Design (continued)", "Image ImageDescription": "Further, assuming that a potential investor even decides of their own volition to visit a funding portal/broker-dealer portal, they must register with the platform and share relevant information. Title III requires that the funding portals provide investors with a well defined education process. Title III requires review and complete standard private placement investor documentation (provide full and fair disclosure compliant with Title III, including use of proceeds and risk factors) all PRIOR to being able to invest. Funding portals are providing entrepreneurs and issuers with education as well. Additionally, unlike Title II or most other areas of the securities markets, there is clearly defined limitation on how much any one investor may invest in any one deal or crowdfunding deals overall all (in 12 month rolling period)-- capped at a percentage of their income and net worth (it varies). Funding Portals are precluded from giving investment advice. Crowd Intelligence (Not Required by Title III)", "Image XResolution": "37", "Image YResolution": "37", "Image ResolutionUnit": "Pixels/Centimeter", "Image Software": "SlidePlayer", "Image YCbCrPositioning": "Centered"}